Securities Licensing

• Registered Representative Exams
  • Series 6 Registered Investment Company Products / Variable Contracts
  • Series 7 General Securities
  • Series 11 Assistant Representative/Order Processing
  • Series 55 Equity Trader/Limited Representative
  • Series 62
• State Licensing Exams
  • Series 63 Uniform Securities Agent State Law
  • Series 65 Uniform Investment Adviser Law
  • Series 66 Registered Agent and Investment Adviser
• Managers / Principals
  • Series 4 Registered Options Principal
  • Series 9/10 General Securities Sales Supervisor
  • Series 14 Compliance Official Principal
  • Series 24 General Securities Principal
  • Series 26 Investment Company Products/Variable Contracts Principal
  • Series 27 Financial and Operations Principal
  • Series 51 Municipal Securities Limited Principal
  • Series 53 Municipal Securities Principal

• Combination Packages< /td>

  • Series 6/63 Combination Packages
  • Series 7/66 Combination Packages
  • Series 9/10 Combination Packages

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• Latest Book Revisions
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