Series 6 Guarantee

What is the Keir Guarantee? Good question... This simply means you have shown complete mastery of the entire course and we believe you are ready to sit for the national exam.

Should you pass the exam, CONGRATULATIONS! However, should you not pass, but have met the Keir guidelines; we will pay for your next sitting fee. The guarantee provides you with a safety net.

To qualify for the guarantee using Smart® Program's Guarantee you are required to meet the following guidelines:

1. Complete all topic quizzes from "Practice Results", or step 2 on the Smart® Programs.
2. Pass all chapter exams with the required passing score.
3. Pass a minimum of one mid-term exam.
4. Pass 4 consecutive out of the 6 most recent final exams.
5. Sit for the national exam within 14 days of receiving your LAST successful passing final exam score.

Important Note: You are required to complete all of the above criteria to qualify for the guarantee.

In the event you do not pass. Send a copy of the receipt you were given at the testing center to:

Keir Educational Resources
4785 Emerald Way
Middletown, OH 45044
or by fax: 1-800-859-5347

Retain a copy for your files. Allow 10-14 business days for your refund.

To confirm that you qualify for the guarantee please call the Securities Training Department. Feel free to reach us at 800-795-5347.

Thank you,

Keir Educational Resources

Series 6 Guarantee for Students Working with the CD-Rom

With the Series 6 training material you are entitled to use our Series 6 online “Guarantee”. This Series 6 online guarantee provides you with the insight to your level of understanding of the Series 6 concepts. The guarantee works like this.

• You will be provided two attempts to pass the Series 6 online guarantee exam with an 82% or better.
• You must test with the Series 6 online guarantee exams within 14 days of your scheduled national exam.

To access the Series 6 online guarantee call Keir Educational Resources at 1-800-795-5347 to obtain your login information.

IMPORTANT: These are simulated exams and are timed tests. If you do not complete or stop in the middle of the test it will still be considered one of your two tests!

Your scores will automatically be sent to Keir Educational Resources. If you pass the Series 6 guarantee exam with 82% or better and take the Series 6 exam within 14 days but fail the national exam we will pay your re-sitting fees.

In the event you do not pass, you must take the following steps to receive the next sitting fee.

1. Send a copy of the Series 6 receipt you were given at the testing center.
2. Retain a copy for your files.
3. Send a copy to:
   Keir Educational Resources
   4785 Emerald Way
   Middletown, OH 45044
4. Allow 10 to 14 business days for your refund.

Any questions regarding the Series 6 online guarantee, please contact Keir at 800-795-5347. Thank you and good luck!