Series 7 Guarantee

What is the Keir Guarantee? Good question... This simply means you have shown complete mastery of the entire course and we believe you are ready to sit for the national exam.

Should you pass the exam, CONGRATULATIONS! However, should you not pass, but have met the Keir guidelines; we will pay for your next sitting fee. The guarantee provides you with a safety net.

To qualify for the guarantee using Smart® Program's Guarantee you are required to meet the following guidelines:

1. Complete all topic quizzes from "Practice Results", or step 2 on the Smart® Programs.
2. Pass one chapter exams with the required passing score.
3. Pass a minimum of one mid-term exam.
4. Pass 4 consecutive out of the 6 most recent final exams.
5. Sit for the national exam within 14 days of receiving your LAST successful passing final exam score.

Important Note: You are required to complete all of the above criteria to qualify for the guarantee.

In the event you do not pass. Send a copy of the receipt you were given at the testing center to:

Keir Educational Resources
4785 Emerald Way
Middletown, OH 45044
or by fax: 1-800-859-5347

Retain a copy for your files. Allow 10-14 business days for your refund.

To confirm that you qualify for the guarantee please call the Securities Training Department. Feel free to reach us at 800-795-5347.

Thank you,

Keir Educational Resources

Series 7 Guarantee for Students Working with the CD-Rom

With the Series 7 packages you are entitled to use our on-line "Guarantee". This online guarantee provides you with the insight to your level of understanding of the Series 7 concepts. The guarantee works like this:

• You will be provided two attempts to pass the on-line guarantee exam with an 80% or better.
• You must test within 14 days of taking the Series 7 guarantee.

To access the program follow the steps listed below:

1. Call Keir Educational Resources at 1-800-795-5347 to obtain your login information.
2. Log on to our website
3. At the top of our Home Page click on the “Login” link.

IMPORTANT: These are simulated exams and are timed tests. If you do not complete or stop the test, this will be considered one of your two chances!

Your scores will automatically be sent to Keir Educational Resources. If you pass the guarantee exam with 80% or better and within 14 days fail the national exam we will pay for your re-sitting fees.

In the event you do not pass. You must take the following steps to receive the re-sitting fee.

1. Send a copy of the receipt you were given at the testing center
2. Retain a copy for your files.
3. Send a copy to:
   Keir Educational Resources
   4785 Emerald Way
   Middletown, OH 45044
4. Allow 10-14 business days for your refund.

Any questions regarding the guarantee please contact Keir at 800-795-5347. Thank you and good luck!

For more information regarding the Series 7 guarantee, please call us at 800-795-5347 for assistance.